Implementing an adequate monitoring, surveillance, and controls framework to prevent and/or detect compliance and reputational risks. * Back testing the 1st level of controls (performing level 2 controls). * You have knowledge of the regulatory environment, risk, and legal activities in the financial sector or in a regulatory/supervisory control body (e.g., experience in banking, financing, and/or insurance environment). * You have knowledge of control techniques to identify compliance risks and of compliance risk management and analysis.
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